“Guns, Germs &
Steel – the Fates of Human Societies,” by Jared Diamond, 1999
This is the book that really brought Diamond to world
attention, and was followed up by “Collapse” which took the same themes and
focused on social failures in history. (“Collapse”
is also reviewed below.) It is probably one of the seminal geography books published in the last 15 years. Diamond
essentially wrote this book to oppose the theory that either genetic or
cultural factors in certain populations doomed them to be social failures, and
that the alleged superiority of European or north American genes, culture or
economics made it possible for them to rule the world.
The book is clearly written and detailed, though not quite
so dramatic or overtly political as ‘Collapse.’ It could be
read as a geography textbook. He pivots
on the famous meeting of Pizarro and the Inca Emperor Atahuallaca in the
Peruvian city of Cajamarca . After inviting him to a meeting, Pizzaro
ambushed Atahuallaca with horses, guns, armor and swords and captured him,
while routing and killing thousands of Incas with a tiny force of 158
conquistadores. How could something like
this happen?
Diamond bases his theory on careful geographic and
environmental analysis, avoiding any hints of social idealism or myth-making,
and as such, gives a materialist view on the origins of human
civilization. This book bases itself on environmental conditions,
but it only goes to a certain point in history. It focuses on the development of class
structures leading to technologies that gave one society an advantage over
other societies. According to Diamond, that
class structure was originally based on the development of agriculture and the
surpluses derived from agriculture, a point Marx and Engels also made. In
Diamond’s telling, agriculture ultimately originates from the specific physical
environments each society or group of people found themselves in accidentally. These environments were not general to all
parts of the world, but were specific to certain continents, and parts of
continents.
Just as Darwin used the Galapagos islands as a laboratory to study evolution, so
Diamond uses mostly isolated or island cultures to study the evolution of
societies. In this book he has separate
sections on Australia and New Guinea ; China ;
extended Polynesia; the collision of Eurasia and the Americas and Black Africa.
Diamond maps the origins of the key grains, legumes and
domestic animals in history, locating the most important geographic areas in
the world – the main one being the ‘fertile crescent’ arching from Palestine, Lebanon,
Syria through Iran, Iraq and Turkey.
This area was one of the first sources of agriculture, based on the superior
environmental conditions present at that time – wet winters, dry, warm summers, varieties of
elevations, the presence of certain key, easily available wild plants containing
much protein – wheat and barley; lentils, peas, chickpeas and vetch; flax,
source of clothing, rope and fabric; and wild mammals that turned into 4 of the
5 key domestic animals to this day – pigs, sheep, cows and goats. These domestic animals were sources of food
and work. The Fertile
Crescent was a virtual cornucopia of valuable agriculture, ripe
for the taking. Other areas in the world
where herding and agriculture development began independently – China , Mesoamerica ,
New Guinea and secondarily,
the Mississippi Valley ;
Peru and perhaps the Sahel – did not have as many natural positives as this
environment according to Diamond.
The development of agriculture can lead to surpluses, which
leads to people who do not grow food, but specialize in other skills. It leads to hierarchies, to population
growth, to new technologies developed by the specialists, to writing and eventually
conquest. A hunter-gatherer society
cannot withstand an attack by such a society.
Hunter-gatherer societies, inherently equal and communistic, would only
transition to agriculture if the land supported such a process - and if hunter-gathering
had reached its limits. And this was not
true in all locations.
Another benefit the Fertile Crescent had as a locus for
agriculture was it allowed its discoveries and technologies to spread east to
west along latitude lines, from the Atlantic to India ’s
Indus Valley ,
and just north into Europe . No natural barriers existed, according to
Diamond, even given the Bosporus . However, in East Asia, the ocean blocked
agricultural development south into the islands and Australia
and so did the jungles south of China . In Africa, it was the Sahara . In the Americas
it was the tiny isthmus and the jungles of Central America and the north
Mexican/south U.S.
desert. Diamond calls this east-west geographic
orientation fundamental for the spread of technologies and disseminating
agricultural knowledge. North-south
dissemination proceeded with great difficulty.
As we know from AIDS and most other diseases, they originate
from animals and then jump to humans.
The more pets and domestic animals a society has, eventually the
population develops anti-bodies. The
less domestic animals, the fewer anti-bodies.
Far more Native Americans died from disease than warfare in the conquest
of the Americas . Why?
Because the Mississippians, the Maya and the Inca were more vulnerable
to the crowd diseases of the conquistadores like De Soto , Pizarro and Cortez than their swords. This happened because the Spanish and other
societies in what Diamond calls the continent of Eurasia
had adapted to domestic animal diseases.
The Inca only had llamas, and were more vulnerable. Though this is not all just a one-way street
- malaria and other tropical diseases have kept Europeans at bay too.
Diamond also traces the development of writing to the
development of highly-organized agricultural societies. The first writing was developed in Sumeria in
the Fertile Crescent – used by officials to
track purchases, debts and sales of the state.
Other independent developments of writing – in China and Mesoamerica for instance – did not
spread as rapidly as in Eurasia, which eventually led to U.S. script – English via Rome
and earlier, Greece . He locates technological innovations not
among individuals, but among societies with enough numbers and surpluses to
come up with inventions. He locates the
amalgamation of bands, tribes and chiefdoms into states to either external
military threats or military conquest, not to economic factors, and links the
establishment of states to population density.
Diamond calls the bureaucracies in states ‘kleptocracies,’
but also reminds readers that the hunter-gatherer bands were devastated by
individual murders. He notes that
patriotism, nationalism and religious fervor were useful in states as
ideologies which allowed people to risk their lives and kill for the
state. As such, this might mark a
‘successful’ society, in the sense that it won in the Darwinian struggle for
survival. He does not mention Frans De
Waal’s theories of cooperation, inequity aversion and food sharing as essential
to group survival – as these might only operate within a society, and not
between them.
The obvious questions here are – A, if the original source
of agriculture and domestic animals was in the Fertile Crescent, why did Europe
become the source of colonialism and capitalism, not the Fertile
Crescent itself? As Diamond
makes clear, these Islamic societies were more advanced than backward Catholic
Europe during the dark ages. B, why
didn’t China develop along
those very same lines as Europe , since it was
an independent source of agriculture … instead of being subject to the Opium
Wars of English colonialism? And C, if Russia is in "Eurasia" what was the environmental disability that did not allow it to follow northern Europe so closely? And D,
since agriculture is not the end of economic society, how does Diamond explain
capitalism in this environmental scenario, and its early development in
northern Europe ?
Diamond takes on the issue of China by describing its early
political unification in 221 B.C. – with a mainly unitary language, government,
agriculture (millet, rice, dogs, pigs and chickens, water buffalo, bronze-making,
silk worms, etc.), transport and writing system. Descending from the north, the Qin Dynasty
pushed out earlier language and social groups in southern China , who were forced to move further south to
southern Asia - Vietnam , Thailand , Burma ,
Cambodia & Laos . He points out that European diseases like the
Bubonic plague, smallpox and influenza probably came from Chinese animals and
populations. Chinese
merchants spread throughout southern Asia –
its peninsulas, islands and lands – yet not as formal colonialists. Ethnic south Chinese took over Taiwan , and Taiwan ’s
people incredibly then went on to settle all of Polynesia and nearly all the islands
of South Asia .
But later, it was the French who seized Vietnam ,
Laos and Cambodia ; the Dutch, Indonesia ;
the Americans, the Philippines ;
the English, Australia , Burma and China itself.
In response to the issue of the “Fertile
Crescent, ” Diamond points out that climate change rendered this formerly wooded and
fertile land a semi-desert and desert, removing the head start it once had. The humans in this area cut down their own forests, thus leading to desertification. The benefits it generated instead accrued to Greece , then Rome ,
then after a gap of centuries, colonial Spain ,
Holland and eventually England – which
then became the location for the birth of industrial capitalism.
Regarding Russia and its partial lag behind Europe, it was the Bolshevik revolution in 1917 that transformed the former Czarist kingdom, and pushed it into the 20th century at a rapid pace. This did not result in economic colonialism or imperialism, unlike Europe. Diamond does not deal with Russia at all. In a sense, it was not the bourgeoisie that led the way here, but the working class.
Regarding Russia and its partial lag behind Europe, it was the Bolshevik revolution in 1917 that transformed the former Czarist kingdom, and pushed it into the 20th century at a rapid pace. This did not result in economic colonialism or imperialism, unlike Europe. Diamond does not deal with Russia at all. In a sense, it was not the bourgeoisie that led the way here, but the working class.
Regarding China ,
Diamond asserts it was a conservative, isolationist bureaucracy that controlled
the whole country, and at a certain point in the mid 1400s, forbade shipbuilding and other advances in
technology. Because China was a
unitary state, their word became a law that lasted for a long time. Stagnation set in from the top, which is one of the dangers of over-centralization. This could not occur in Europe, as there were too many separate countries. In this book, Diamond tracks other instances of societies turning their back on technology and science for mostly political reasons. Of course, even in the U.S., global climate change and evolution, for instance, are somehow still 'controversial' science.
He calls China
a ‘gigantic island within a continent’ – easily cut off from strong outside
influences for many years. And that is
what happened - until eventually British ships appeared off the Chinese coast.
And I bought it at Cheapo Books.
Red Frog
March 30, 2013